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With over 14 years’ experience in risk and compliance, I help financial institutions to meet their risk and regulatory obligations with major change programmes and provide advice and consulting support across a wide range of areas within Risk and Compliance. These areas include Conduct Risk, Governance, Policy and Standards, Regulatory Frameworks, Systems & Controls and Technology, Operational Risk and Financial Crime.
I am a ‘Chartered Member’ (MCSI) of The Chartered Institute for Securities & Investment, ‘Certificated Professional Banker’ (CCIBS) with the Chartered Banker Institute, ‘Accredited Interim Manager’ (MIIM) with the Institute of Interim Management and a qualified Prince2 Practitioner.
I am currently on a contract with Scotiabank to support the building of a global digital solution to manage its regulatory compliance risk as part of its enhanced Compliance Risk and Controls Assessment.
Recent contracts include RBS to support its final implementation of the ring-fencing reforms and Natixis with its implementation of MiFID2/MiFIR and readiness of the compliance function for BREXIT. I also advised and provided assurance to HSBC’s Global Compliance function on major regulatory change programmes (ring-fencing reforms and the Senior Managers Regime) and its European operations and technology services.
Prior to the interim contracts, I created and led the regulatory development strategy and advised on upstream regulatory risks for Wells Fargo’s EMEA Compliance. At Barclays, I supported its Regulatory Affairs function with the transition of the FSA to FCA/PRA and the transfer of consumer credit to the FCA for the retail bank.
At the FSA, I project managed and provided input into independent assurance reviews (function created from the failure of Northern Rock) to determine the quality of supervision for the largest financial institutions. I also provided regulatory advice and guidance to firms and wider stakeholders.
|Available for Assignment|